Perimeter and permissions guidance from an expert solicitor helps you meet FCA regulations and avoid regulatory action. Do you know which permissions you require?
Mark Smallman
This blog post examines CBPR2 Article 3b legislation and when it applies, using several models. It also offers general points of guidance including the effect Brexit will have on the Cross Border Payment Regulation.
Many savers are unaware that they can claim compensation from the Financial Services Compensation Scheme for losses incurred through unsuitable advice received from their … Read more